Stock holding/Percentage of portfolio Tesla Inc 7.0% Roku Inc – Class A 5.4% Teladoc Health Inc 4.9% Square Inc – Class A 4.2% CRISPR Therapeutics AG 3.3% Invitae Corp 2.9% Pacific Biosciences of California Inc 2.6% Harry successfully built and executed an equity trading program that facilitated the trading for the bank’s institutional clients which included: Family Office, Hedge Funds, Pensions, Endowments, Corporations, etc. As an Internet Analyst, his research focuses on artificial intelligence and software-as-a-service. Simon joined ARK as an Analyst on the Genomic Revolution strategy in October 2018. Over the period, Bill served as Fund Treasurer/Assistant Treasurer for 56 clients with 750 funds, totaling approximately $70 billion in assets, and oversaw a team of 125 professionals. Sales got off to a rough start and she began to panic. She got married straight out of college in 1962 and had four kids in five years. In her role as Compliance Associate – Code of Ethics & Product Compliance, Makenzi is responsible for the supervision and implementation of the firm’s Code of Ethics program and private vehicle oversight processes. But when ARK offers apparel, there needs to be a purpose behind it. Will joined ARK in October 2014. Barbara Bradley Baekgaard started her career at 43 with the founding of Vera Bradley. The average age for the fastest-growing startups is even higher, at 45. The murder investigation began in 1988 after Wood's ex-husband, whom she had told about the murders, went to the police. ARK Investment Management LLC is the investment adviser to the ARK ETFs. “Sometimes they had a good idea.”, Starting businesses didn’t come without sacrifice. After a family dinner in 2006 when her brother-in-law mused about whether bathroom odor could be trapped, Batiz started experimenting with essential oils and testing the concoctions in her own bathroom. Prior to joining ARK, Tom worked in a sales and consulting role for WILX. Jana holds an MBA from the University of Chicago Booth School of Business. Cathie Wood and ARK Invest see exponential growth across 14 different technologies and 5 different platforms. Harry has spent the past four years in Compliance with Lincoln Investments. Nick has been quoted by Business Insider for his research on video streaming services. His primary responsibilities were investment manager due diligence and portfolio construction for the model portfolios offered at Merrill Lynch and U.S. Trust Private Bank. Lisa received a Bachelor of Arts in Sociology and Anthropology from Colgate University and was a member of its Division I Women’s Varsity Ice Hockey program. Sebastian received a Bachelor of Engineering in Media Technology from Munich University of Applied Sciences. Kellen joined ARK in April 2016. Katie graduated from Villanova University with a Bachelor of Science in Business Administration. Prior to launching his firm, Matthew worked seven years as Associate Athletics Communications Director at Purdue University where he developed public relations strategies and ran social media accounts for the department. It’s your energy and determination.”. Previously, Simon was a research intern at South Texas Accelerated Research Therapeutics (START) and Oncopath Laboratory, where he focused on novel anticancer agents and molecular tissue profiling, respectively. There was no way I would have moved to Florida!”, She has yet to slow down, still serving on the board of Vera Bradley and building a boutique inn in Fort Wayne, Indiana, where the company is headquartered. Previously, Tasha spent almost three years as a management consultant for Applied Value, working primarily with manufacturing and automotive clients. James “Jay” joined ARK in April 2018. Wood’s net worth is $250 million. Nick graduated from the University of Michigan with a Bachelor of Arts in Political Science and a minor in Entrepreneurship. In 2014, after a 12-year career at AllianceBernstein, she decided to break away and build her own firm focusing on innovative companies disrupting the status quo. Professional money management is not suitable for all investors. The coronavirus has thrown the markets for a loop, understandably. Andrew is currently an undergraduate at Harvard University studying economics and statistics. “I was very lucky because I didn’t have to make the choice between staying at home with the kids or going to work.”, Baekgaard, a sociology major who says she wasn’t good at finance, took advantage of unsolicited advice from men on how to run her business. Max has appeared on TD Ameritrade Network and has been quoted in Financial Times, Forbes, CNBC, among other publications. All Rights Reserved, This is a BETA experience. “Plus, I was having a ball. Katie has over 16 years of industry experience. Yulong spent ten years in China and over four years in Japan, and speaks fluent Chinese and Japanese. Alexandria “Alex” Lloyd joined ARK in October 2019. Prior to King Street, Makenzi worked in multiple roles at HSBC for three years. 80 on the sixth annual list of America’s Richest Self- … Cathie registered ARK Investment Management LLC (“ARK”) as an investment adviser with the U.S. Securities and Exchange Commission in January 2014. Yulong joined ARK in September 2020. His focus is on next generation DNA sequencing, molecular diagnostics, bioinformatics, and synthetic biology. Alexandra “Ali” joined ARK as an Analyst on the Genomic Revolution strategy in February 2020. “By the time I started Ark, my children were quite capable of taking care of themselves. The institute offers a challenging educational experience for young women eager to stretch their learning beyond the boundaries of traditional acquisition of knowledge, while influencing a new way of thinking and learning throughout campus. In her previous role, Jennifer served as the first CFO of the investment manager Feirstein Capital Management for over 13 years. Cordia Harrington gave up her six-figure income to go into baking. Cathie joined Alliance Capital from Tupelo Capital Management, a hedge fund she co-founded, which in 2000, managed approximately $800 million in global thematic strategies. All statements made regarding companies or securities or other financial information on this site or any sites relating to ARK are strictly beliefs and points of view held by ARK or the third party making such statement and are not endorsements by ARK of any company or security or recommendations by ARK to buy, sell or hold any security. ET First Published: May 5, 2021 at 1:17 p.m. Cathie registered ARK Investment Management LLC (“ARK”) as an investment adviser with the U.S. Securities and Exchange Commission in January 2014. Cordia Harrington decided to start a bakery business at age 43, when the youngest of her three sons was 11. Sebastian joined ARK in June 2014. Prior to ARK, Nate worked at ITG and later Virtu (who acquired ITG in 2019) on the Execution Management System and Workflow teams. Pope and Marie Pope. From unloading shares of Tesla to adding Fastly after a … In that role, Brett conducted thematic research, served on the thematic portfolios strategy committee under Cathie Wood’s stewardship, … But make sure you have a really good idea that is not being met out there.”, Batiz advises not to start a company without complete commitment to the project. Max joined ARK as an Analyst for ARK’s Fintech strategy in December 2018. Nick joined ARK in July of 2018. “If you have a good idea, you have the right kind of experience and you’re trying to make a difference, I say go for it. As ARK’s Asian Innovation Analyst, he covers a variety of next-generation innovation themes across Asia. He is active in his community and serves on several charity and advisory boards and committees. ARK Invest CEO and Chief Investment Officer Cathie Wood, has been making some notable trades lately. His research topics included Global Energy in the Face of Carbon Dioxide Regulation; Social Media and the Rise of Facebook; the Reformation of the Financial Services Landscape; and the Emergence of Electric Vehicles. No one in her life was supportive of her starting another company, but Batiz, having failed twice before, went forth anyway. She held full accountability for creating a financial management and accounting infrastructure and robust reporting capabilities for the portfolio manager, trading staff, and analysts and leveraging technology to drive process and performance improvement. Yulong started his career as an investment banking analyst at Credit Suisse in New York. In her free time, Nishita teaches computer science skills to high-school students through a virtual program she co-founded to help diversify the tech pipeline. Cathie Wood, ARK’s founder and CEO who owns 50% to 75% of the firm, is fighting the takeover. Will has served as an advisor to AtYourGate, the leading in-airport delivery company, and to Story Ventures, an early-stage venture capital firm. She is divorced from Robert Wood, who died in 2018. So, look no further. There is no guarantee that ARK's objectives will be achieved. She enjoys walking and usually goes for a walk after 5 hours of virtual meetings each morning. New York, NY 10016 “Your age doesn’t matter. Yassine has been quoted on Yahoo, Yahoo Finance, Coindesk, Bitcoin Magazine, and Asia Times, among other publications. Her ex-husband told the police in October 1988, which led them to investigate further. Jennifer also served as Controller of Ramius Capital Group and Brahman Capital Management, and was a senior auditor within the asset management group at Ernst & Young LLP earlier in her career. Chief Executive OfficerChief Investment Officer. In 2018, Cathie launched the Duddy Innovation Institute at her alma mater, Notre Dame Academy in Los Angeles. He graduated from Brigham Young University with a Bachelor of Science degree in Accounting. CEO. Today, ARK identifies five major innovation platforms evolving at the same time and transforming industries. Cathie is married but her husband’s identity is not revealed yet. “Don’t let age be a barrier, don’t let being a mom be a barrier,” she says. She has been a featured speaker at the Annual Meeting for the Transportation Research Board, a division of the National Academy of Sciences, Engineering, and Medicine for the United States and at the Port Authority of New York and New Jersey on autonomous driving. Kathleen “Katie” joined ARK in November 2020. In North America, a higher percentage of men started new businesses than women in every age bracket—except from 55 to 64, according to a report by Global Entrepreneurship Monitor. ARK focuses on innovation so that our investors can capitalize on four market inefficiencies. We received a number of requests for ARK swag. See Catherine D Wood's compensation, career history, education, & memberships. As ARK’s Chief Operating Officer, Tom manages and oversees the daily operations of the firm, screens financial markets for new opportunities, and evaluates and implements ARK’s product portfolio. At Preqin, he conducted and published research on hedge fund trends, provided global macro market commentary to clients, and helped advance the quality of their proprietary database. She died on Friday, Dec. 18, 2020, in Searcy, Ark. Cathie Wood is a star stock-picker and founder of $29 billion (assets) ARK Invest, which invests in innovations like self-driving cars and genomics. She has three children: Caitlin, Caroline, and Robert. All content is original and has been researched and produced by ARK unless otherwise stated. She had filed for bankruptcy twice before, losing her bridal shop business at age 20 and closing a recruiting website at 38. Nate received his Bachelor of Science in Commerce from The University of Virginia McIntire School of Commerce with a concentration in Finance and Information Technology. & W. Seligman Inc. and later transitioned to several senior administration and investment operations roles, culminating as the Vice President of Private Funds, Wrap & Trust Administration for Columbia Management Investment Advisers, LLC. “I thought I would watch myself slowly go bankrupt,” she recalls. By researching across sectors, industries and markets, ARK’s investment team seeks to gain a deeper understanding of the convergence and market potential of disruptive innovations, and thus size investment opportunities more appropriately. The Adviser did not pay any fee to the grantor of the awards for the right to promote the Adviser's receipt of the awards nor was the Adviser required to be a member of an organization to be eligible for the awards. Prior to that, she worked as a Senior Paralegal at OppenheimerFunds. Disruptive Innovation | Macroeconomics | Market Insights | portfolio composition, Economics | Health Care | Market Insights | Yield Curve, Disruptive Innovation | Emerging Markets | portfolio composition | Thematic Investing, Autonomous Vehicles | Electric Vehicles | Shared Autonomous Vehicles, Autonomous Vehicles | Electric Vehicles | Self Driving Cars, Cancer Treatment | Gene Editing | Genomics | Oncology. Harry joined ARK in April 2021. Even staff at Ark—Wood’s then-fledgling New York-based fund company—feared Bitcoin was a Ponzi scheme. Prior to ARK, Brett served as a Vice President and Senior Analyst on the Research on Strategic Change team at AllianceBernstein. As ARK’s Chief Marketing Officer, Sebastian is responsible for facilitating ARK’s marketing strategy and overseeing its implementation across channels and partners. His responsibilities included training clients on ITG’s trading systems, creating custom workflows to more efficiently execute in the markets, and running various analyses to determine potential cost efficiencies. Prior to ARK, he spent nearly two years at Redstone, a Berlin-based venture capital firm. At WisdomTree, she enhanced the firm’s compliance program by testing and drafting compliance policies and procedures, among other things. “According to ARK Invest’s research, Tesla stock should be valued somewhere between $700 and $4,000 per share in five years,” Wood stated in her open letter to Musk. The Adviser did not pay a fee to be considered for or granted the awards. James received his Bachelor of Science in Accounting from Virginia State University and his Master of Business Administration from New York University, with specializations in leadership and corporate finance. She serves as a main point of contact between all employees and external partners. Prior to ARK, Ariel worked as a Senior Compliance Associate at WisdomTree Asset Management. They named the business Vera Bradley after Baekgaard’s mother. I had sold the restaurants and taken [on] tremendous debt, so I had to make it work.”. She was a member of the Index Risk and Regulatory Committee and Investment Committee for MSCI’s US Retirement Plan. While at Jennison, James served in several capacities and was a member of the Prudential Global Investment Management Diversity and Inclusion Think Tank. *The Adviser did not pay a fee to be considered for or granted any awards. Romane graduated from Fordham University with a Bachelor of Arts in Middle Eastern Studies and History, and was a member of the US Army Reserve component. Prior to ARK, Ali conducted clinical cancer research at the Memorial Sloan Kettering Cancer Center and the Montefiore Medical Center; and was a Senior Research Program Manager at IBM Watson Health. But most of us go through a crisis around 40 and it’s when we wake up to ourselves. “Every man I met wanted to tell me how to do it,” she says. Prior to joining ARK, Caroline worked for a photography studio and art gallery while devoting her free time to fundraising at Save the Children. “If you will be, don’t do it.… You’re going to need that drive because there are always problems in business. Will currently is studying to earn a Master of Business Administration from Baruch College’s Zicklin School of Business. Sebastian consults for several early stage companies in areas of fintech, artificial intelligence (AI), and maritime shipping, amongst other tech startups. He manages ARK’s digital marketing execution and tracks key success metrics. Jana joined ARK in March 2021. That was before the stock split 5-for-1 . Matthew is a Purdue University graduate with a Bachelor of Arts degree in Public Relations and Rhetorical Advocacy. Since Vera Bradley’s founding in 1982, the number of women-owned businesses in the U.S. has skyrocketed from 2.6 million to nearly 13 million. She covers autonomous cars, additive manufacturing, infrastructure development, and innovative materials. As Trading Manager, Will manages execution of trades, monitors portfolio performance in real time, and keeps the investment team apprised of breaking news effecting portfolio companies. Further, there is no assurance that any strategies, methods, sectors, or any investment programs herein were or will prove to be profitable, or that any investment recommendations or decisions we make in the future will be profitable for any investor or client. Wood transferred to another shift. Prior to joining the wealth team, I oversaw the Forbes Media and Entertainment section as Assistant Editor, running our highest-paid authors, radio hosts, magicians and comedians lists. As ARK’s Corporate Counsel and Chief Compliance Officer, Kellen provides a full range of regulatory, compliance and legal advice to ARK on all business matters. Nishita joined ARK as a Research Associate for ARK’s Fintech strategy in April 2021. Graham moved to Texas with another woman and began work in a hospital taking care of infants. I've previously written for Bustle, Fusion, SheKnows and the Huffington Post. Nishita graduated from the University of Pennsylvania with degrees in Economics and Computer Science, from Wharton and the School of Engineering respectively. He also is the Founder and Principal at iamB Consulting, providing strategy consulting to early stage startups. Prior to ARK, Yulong spent almost three years at Nantahala Capital, a small-cap focused equity hedge fund in Connecticut. Baekgaard advises women to move quickly if they stumble upon a niche in the market. One of her mentors had encouraged her to found a business a decade before she started Ark, but Wood doesn’t think it would have worked out. In his role as Trader, Nate works closely with ARK’s Operations and Portfolio Management teams to help manage ARK’s investment strategies. Kellen received his Bachelor of Science in Human and Organizational Development with a concentration in International Development from Vanderbilt University and his Juris Doctorate degree from Howard University School of Law. As ARK’s Chief Strategy Officer, Jana oversees all strategic business opportunities for the firm. She built up ARK based on bold predictions, an online presence via Twitter, and free quality research that she shares on the internet. In 2016, Cathie received the “Women in Finance – Outstanding Contribution Award” from Market Media. As Executive Assistant to the Chief Executive Officer, Althea oversees and manages ARK’s administrative support for Cathie Wood and the executive team. In 1982, the then-43-year-old started designing colorful luggage bags with her neighbor Patricia Miller, using cloth from JoAnn’s fabrics and a Ping-Pong table as a workspace. “I didn’t need the external validation that I needed when I was younger,” Batiz, now 56, says. He later became Head of Product Development and led the launch of additional ARK investment solutions in the US and overseas. The stay-at-home mom dabbled in creative pursuits, hanging wallpaper and monogramming tennis racket covers, but didn’t consider a career until three of her kids had left the nest. For full Award Disclosure please go to our Terms & Conditions page. Batiz initially vowed to never take on debt or investors and start another business, but the serial entrepreneur gave into temptation about four years later. Additionally, he has consulted growth-stage startups and large enterprises on strategy, M&A, and product management. Past performance is not indicative of future performance. Sam has appeared on CNBC, BNN and Cheddar TV, and has been quoted in The Wall Street Journal, CNN Money, the Los Angeles Times, among other publications. Harrington, nicknamed “The Bun Lady,” is worth $180 million, after selling a majority stake in the $100 million-plus (revenues) baked goods company to private equity firm Arbor Investments in October 2019 for an undisclosed sum. The Adviser did not pay a fee or was required to be a member of an organization to be invited as a speaker at any of the noted events. In that role, she supported the sales and marketing departments by reviewing advertising, RFPs, and DDQs. Prior to ARK, Sam was a business development intern at Graphiq, a knowledge graph and visualization company. Yassine graduated from the University of Pennsylvania with a Bachelor of Science in Economics from Wharton and a Bachelor of Science in Systems Engineering from The School of Engineering. She also received a Master of Science in New Media Management from Syracuse University’s Newhouse School of Public Communications. ©2021, ARK Investment Management LLC (“ARK” ® ”ARK Invest”). He received his Bachelor of Science in Accounting, cum laude, from Bryant University in Rhode Island. James is passionate about financial literacy and economic justice initiatives. Prior to joining ARK, Jana spent more than 14 years at MSCI, most recently serving as a Managing Director and Head of Index Products, Americas & EMEA and Global Head of Fixed Income Indexes. Althea joined ARK in April 2014. As ARK’s Due Diligence and Compliance Manager, Ariel is responsible for the project management and completions of RFPs, RFIs and DDQs as well as reviewing ARK’s marketing materials to ensure compliance with regulatory and firm guidelines. He began his career with National Westminster Bank, PLC. Cathie Wood has a taste for shaking things up. Log In Receive full access to our market insights, commentary, newsletters, breaking news alerts, and more. ARK offers three reason why we believe innovation should be represented in an investor’s portfolio: Investing in innovation starts with understanding it. As a Project Manager for the media agency Oestreicher+Wagner, he worked closely with companies such as BMW Group, Novartis, and AMB Generali to guide their transition to mobile devices and digital publishing. Ali incorporated her own consulting firm in 2018. He also interned at Deutsche Bank, and Gamma Real Estate – a boutique commercial real estate firm. Prior to ARK, Will was an intern at TIAA-CREF with responsibilities including financial modeling and forecasting for numerous business and technology projects. Feel free to get in touch: hcuccinello(at)forbes(dot)com. In addition, he also helps to create and maintain ARK’s workflow and client communication processes. “So many companies are streamlining and these are the highest-cost individuals in their companies,” she says. Ali has published over 25 articles spanning cancer research, AI and space medicine. Alex earned her Bachelor of Arts in English & Creative Writing with a Certificate in Gender Studies from The University of Maryland at College Park. Prior to ARK, Nick worked at York International Insurance and Vestorly, a New York-based tech start-up. T 212.426.7040. It took three years to break even and Wood sunk more than $5 million of her savings into the business. Prior to ARK, Makenzi served as a generalist Compliance Analyst for King Street Capital Management (“King Street”) for four years. While building portfolios, Cathie Wood pinpoints all the interruptions or nuisances and then takes a top-down approach. He was responsible for leading the expansion of investment research, third-party investment manager platform, strategic asset allocation framework, and portfolio construction. Catherine D Wood is CEO/Chief Invsmt Officer/Founder at Ark Investment Management LLC. “Sometimes I still get scared now,” says Batiz, who grew up in poverty in Arkansas. Perhaps it’s no surprise, then, that Wood is one of 23 members of Forbes’ 2020  list of America’s Richest Self-Made Women who started businesses at age 40 or later. Wood’s stake in the $29 billion (assets) firm puts her net worth at $250 million. I had found happiness within myself.”, She started giving bathroom sprays to her friends in 2007. As an investment analyst, Yulong focused on companies within the technology, media, telecom, healthcare, and consumer sectors, while aiming to identify market inefficiencies over a two to five-year time horizon. Prior to ARK, Ren was Vice President and Director of Investment Research & Due Diligence at Capital One’s Wealth & Asset Management division. Follow Cathie Wood's Winning Template At ARK Invest. Dan joined ARK in February 2021. In his role as Assistant Trader, Julian works closely with ARK’s Research, Investment, and Compliance teams to help manage model portfolios and execute trades. Suzy Batiz had gone bankrupt twice before starting Poo-Pourri. His primary focus has been ensuring compliance with all aspects of trade supervision and surveillance. At King Street, Makenzi spearheaded the firm’s KYC/AML and Code of Ethics programs, facilitated all regulatory filings and handled the review of all third-party relationships. Romane has over 23 years of industry experience and began his career as a Case Manager at Ernst & Young LLP in the General Counsel’s Office. Mrs. Wood was born on May 29, 1932, in Nashville, Ark., to J.M. The founder and CEO of ARK Investment managed five flagship exchange-traded funds (ETFs) that crushed the returns of … When Barbara Bradley Baekgaard was in her twenties and thirties, starting a business was the farthest thing from her mind. Kellen is admitted to practice law in New York and Georgia. From Tesla to the latest innovators in healthcare, Ark Investment Management’s Cathie Wood always keeps her eye on the disruptors. When Suzy Batiz started bathroom spray brand Poo-Pourri at 41, she was well aware of the risks. In her role as Director of Compliance, Katie works closely with ARK’s Chief Compliance Officer and is responsible for drafting, maintaining, implementing, and testing ARK’s compliance policies and procedures. Prior to joining Lyft, he was the Founder and CEO of Pinn AI, where he raised $10 million in venture capital and developed an award-winning AI-powered security platform. Prior to ARK, Alex worked in Digital Marketing at L’Oreal USA and the Equities division at Deutsche Bank Securities. “I was always trying to prove something to everyone, including myself. “Most people thought I was nuts because active management was dead,” she says. Yassine joined ARK in July 2018. Prior to ARK, Dan was Vice President and Investment Strategist at Bank of America. Tom joined ARK in June 2014 and was responsible for building out ARK’s trading desk, trade integrations, and day-to-day ETF operations. Kellen began his career at the U.S Securities and Exchange Commission (“SEC”) as a Securities Compliance Examiner at the Office of Compliance, Inspections, and Examinations (“OCIE”) in the SEC’s New York regional office. Cathie Wood made something of a name for herself in 2020. Brett joined ARK in February 2014 and has worked alongside Cathie for almost 15 years since their time at AllianceBernstein. Will works directly with Cathie, Tom, and the analyst team to implement desired investment strategies. When you get through to the other side, it’s part of the joy you’ll feel for having overcome them.”, I am a wealth reporter at Forbes. “At the time I didn’t think it would be right, to not be at home at night,” she says. Before joining ARK, Will worked in product management at Lyft. Her brother John Duddy, a health care executive, is on ARK’s board.) As Chief Investment Officer (“CIO”) and Portfolio Manager, Cathie led the development of ARK’s philosophy and investment approach and has ultimate responsibility for investment decisions. After a career of … Frank holds a Bachelor’s of Business Administration from the University of Michigan, with a focus in Technology and Information Systems and a minor in Computer Science. Wood's five-year, "bear … Prior to joining ARK, James was Senior Vice President, Head of Business Intelligence during a 25+ year career with Jennison Associates LLC, where he first worked with Cathie. Will has been a featured speaker at industry events including the Applied AI Conference, KNOW Identity, Gartner IAM, and Money2020. She typically wakes up at 7:00AM and begins reading research. Julian graduated from Fairfield University, summa cum laude, with a Bachelor of Science in Economics and Finance. The ETF shed 5.5% in heavy afternoon trading Thursday, which brings its year-to-date decline to a similar amount. Nearly four decades later, Baekgaard is worth $210 million thanks to her stake in the publicly traded fashion label.